Uplisting from OTC Markets to Nasdaq or NYSE Brenda Hamilton, Securities Attorney / October 15, 2025 Uplisting from the OTC Markets to Nasdaq or NYSE American represents a pivotal transition for… Read More »
OTC Markets Direct – Bypassing the Sponsoring Market Maker Under SEC Rule 15c2-11 Brenda Hamilton, Securities Attorney / October 15, 2025 In September 2021, the Securities and Exchange Commission (“SEC”) adopted amendments to Exchange Act Rule… Read More »